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Form

Form is a concept or organization which governs the shape, arrangement, character, relationships, meter, and key of a musical composition. Musical form is the relationships of the beginning, middle, and end of a sound experience during a definite span of time. It is the planned design of music that binds an entire composition together.

The Motive

There are types of music that aren’t constructed of tunes, but rather short musical fragments called motives. A motive can be as short as two or three notes, but has melodic and rhythmic character that is easily recognized.

The motive generally appears at the beginning of a piece of music. It is considered the "germ" of the idea, and almost every important figure in the work will have some relationship to it.

The motive is repeated constantly throughout the piece. The monotony of simple repetition is overcome by variation. Variation requires changing some of the less-important aspects and preserving some of the more important ones, so that the character and shape of the motive is preserved. Preservation of these essential features produces coherence.

Musical Design

For the purposes of musical structure, the smallest rhythmic unit to deal with here is the phrase, punctuated by breathing points called cadences.

Phrases usually vary in length from three to six measures. Longer and shorter ones can be found, but are rare. The most common is phrase with a length of four measures. Composers create variety in music by taking phrases and expanding or compressing them by various methods.
The sentence is constructed of two or more "balanced" phrases, also punctuated with cadences.

The most elementary musical form is binary, in which only two elements are present. Evolving from binary is ternary form, which has a middle section. In larger works, such as a sonata or symphony, the elements are often intermingled and are distinguished by their differences and similarities.

In musical works of some length, organization is accomplished by repetitions of themes, repetitions of rhythms, tone colors, and textures, and by contrasts, balances, climaxes, cadences, and the like.

Sectional Form

The binary form (two-part), is generally constructed of two equal parts. The second part may be thought of as an answer to the first, very similar to the relationship between the first and second phrases of a musical sentence.

The ternary form (three part) consists of a musical idea, followed by a contrasting second idea, which is then followed by a re-statement of the original idea.

Sometimes these forms are elaborated by the addition of an introduction and/or a coda.

Due to compositional variations and developments of binary and ternary forms, it sometimes becomes difficult to classify some works, as they may seem to have qualities of both. To answer this, the term closed is used to refer to the types that end with the first part, and the term open to refer to those types that don’t end with the first part. Then further elaboration can describe whether there is a re-statement of the first part by using the terms ‘2-part’ or ‘3-part’.

The ‘Open 2-Part Form’ - This had developed a fairly standard pattern as follows:
1) First Part - Consists of an opening section in the tonic, then modulating to a related key. It then progressed to a closing section in that key. (Played twice).
2) Second Part - The same opening section as in the first part is used, but this time in a related key. It then modulates back to the tonic, usually ending with the same closing measures as the first part, but now in the tonic. (Played twice).

The Aria Form, or Da Capo Form - Taken as a whole, this structure is the crudest of the closed forms. It begins with the first section, followed by the contrasting section, then the first section is played again exactly as before. The composers did not bother to write beyond the end of the digression, and would merely indicate ‘da capo’ (from the beginning).

The Minuet-and-Trio-Form - The simple 3-part closed form is expanded in the minuet-and-trio. The following diagram indicates a basic structure:

The "A" section represents a complete statement. The following "B" section is a contrasting statement. The final section is a re-statement of the "A" section, leaving out the repeats of the first section. Note that each of the three sections is itself a complete form on a smaller scale.

The Episodical Form - This is similar to the minuet-and-trio form; the episode corresponds to the trio section, differing from the first section in subject matter and key, and sometimes in pace and meter. Due to the somewhat rigid structure of the minuet-and-trio, composers would smooth the connecting parts of the different sections, introduce preparations for the next section, eliminate unnecessary repeats, and add introductions and codas to set the mood and round-off the entire work.

The Rondo Form - This consists of a complete statement given at the beginning of a piece, which is then alternated (all or part) with several contrasting sections. A simple rondo structure could be indicated as: ABACA(DA…).

Free Sectional Form - In this structure, any arrangement of sections that makes musical sense and a coherent whole is possible. For example, ABB or ABCA or ABACABA.

Variation Form

Variation is a process where a musical entity (such as a phrase or sentence) is subjected to eleborations during repetitions, while maintaining some recognizable elements between the original and each of the variant forms.

Basso Ostinato (Ground Bass)

Basso Ostinato is a form where a short phrase is repeated over and over in the bass part, while the upper parts proceed normally.

The bass part at times may be transferred to some other part, or it may be shifted to other scale degrees. The most effective results are obtained by interrupting the bass parts after a time, the best near the middle of the movement, and introducing a contrasting section. Resuming the basso ostinato figures, often in new forms, finishes the movement.

Passacaglia

Originally, the passacaglia was a dance in minor mode, and always in triple time (3/4, 3/8, etc). The length was usually eight measures. Numerous repetitions of this sentence provided the length of these works.

It became the custom to freely modify these repetitions, generally by simple harmonic figuration, arpeggiation, and slight melodic embellishment. The basis of the sentence was the chords, around which the variations were constructed. This meant that the bass parts were very important, making them similar to the basso-ostinato forms.

The Passacaglia usually begins with an unaccompanied statement of the theme in the bass. This theme is the foundation for all subsequent variations, and so must become well established to the listener.

With each variation, the goal is to present the theme in a new light. Each repetition must add momentum to the work. The theme in the bass may be moved to an upper or middle voice, concealing it as the bottom of a figure or chordal accompaniment, played twice as fast, or played twice as slowly.

To produce coherence, it became customary to group several variations of a similar pattern together, creating smooth transitions from one type of variation to the next.

Chaconne

The theme of a Chaconne consists primarily of the chord-successions in which the thematic sentence is constructed. From these chord progressions emerges a melody in the upper-most part.

Because the chord progression is maintained, the bass part seems to resemble a basso-ostinato in construction. But in this case the recurring bass is merely a consequence of the chord progressions.

The successive repetitions are little more than new figurations of the chord progressions, using broken and embellished harmony as devices for variation.

Theme and Variations

The principal theme (usually more lyric in quality) is clearly stated at the beginning, and is then followed by a number of variations of that theme. The variations could more properly called elaborations than mere duplications of the theme.

Usually composers would stay close to the original theme towards the beginning, and take more and more liberties as the piece develops. Often the theme would be stated again at the end in its original form.

There following are easily distinguishable types of variation that may be applied to a theme:

  • melodic
  • harmonic
  • rhythmic
  • contrapuntal
  • combination of all the above
Every variation maintains the general proportions, structural relationships of the parts, and main features of the theme, even if the character, tempo, or number of measures change. This maintains a connection of the variations with the theme throughout the piece.

Contrapuntal Form

Counterpoint is a kind of musical texture, the process of producing harmony by the combination of melodies.

There are several processes used when composing contrapuntal music:

Imitation - A voice imitates what another voice does, as when one sings a "round". The simplest type of imitation creates the illusion of multi-voiced music, when in reality only one melody is sounding. The imitation does not have to start on the same note that the original voice began on. It could be a fourth above, or a second below, and so on.

Canon - In this type, imitation is a device, and canon is more of a form. The imitation is more elaborate, organized logically from the beginning to the end of the piece of music.

Stretto - A kind of imitation in which the parts enter immediately after one another so that there is overlap between the voices.

Inversion - Essentially, this consists of turning a melody upside down, so that when the original moves up, the inversion moves down, and vice versa. Not all melodic material makes sense being transformed in this way, and it’s up to the composer to decide if the result is musically desirable.

Augmentation, Diminution - Augmentation increases the time value of the notes; diminution decreases the time value of the notes.

Retrograde (Cancrizans) - The melodic material is transformed by reversing it. Like inversion, not all melodic material makes sense being transformed in this way, and it’s up to the composer to decide if the result is musically desirable.

Fugue

Most fugues are written in three or four voices. All of the voices are not always present at any point in a musical work, as a well-written piece of music requires breathing spaces and variation. In a four-voice fugue, for example, one will only occasionally hear more than three voices at a time.

There is always one voice that will predominate, no matter how many voices are going on at once. The composer will draw the listener’s attention to the subject of the fugue. The subject is stated at the beginning of the fugue without accompaniment. Fugue subjects are generally short, two or three measures long, and have a character that is clear and well-defined.

Every fugue differs as to its presentation of voices, the length, and handling of the inner detail, but some generalizations can be made. All fugues start with an exposition, which starts with the unaccompanied subject. The subject is then heard in each of the voices, one after the other, giving the impression of a "subject-answer" approach:

Or, the order of the entrance of the voices could be as follows:

When the second voice enters, the first voice does not stop. Rather, it adds a countersubject (CS), sounding simultaneously with the second voice.

When the subject and countersubject are finished in a voice, it can continue with a free voice, without restrictions.

The exposition of a fugue is really the only section that has a definite structure to it. Usually, an episode will follow the exposition, which gives the composer the opportunity for thematic development derived from the subject or counter-subject, or even unrelated to them. Sometimes the texture of some fugues is so closely tied in with its subject that the episodes are merely linking or modulating passages.

The parts of a fugue can only be loosely outlined. A general format could be as follows:

  • Exposition
  • (Reexposition)
  • Episode 1
  • Subject
  • Episode 2
  • Subject
  • Episode 3
  • Subject
  • (etc…)
  • Stretto
  • Cadence

Sonata Form

The term Sonata Form is applied to two different things. The first refers to an entire work that consists of three or four movements. The second (called "sonata allegro" or "first-movement form") refers to the internal structure of a movement, usually the first and sometimes the last movements, of an entire sonata. The Sonata is less a definite form or pattern, such as the minuet; rather, it’s more like the fugue, a method of composing music, an approach to musical direction, proportion, and texture.

The most obvious difference between movements (in the Sonata as a whole) is in tempo. The three-movement type usually has fast-slow-fast; the four-movement type usually has fast-slow-moderately fast-very fast. The form of each of the movements is generally as follows:

  • First Movement - Sonata-Allegro form
  • Second Movement - Theme and Variations, or Rondo, or Three-Part Sectional, or closely resembles the first movement Sonata form
  • Third Movement - Usually a minuet or scherzo
  • Fourth Movement (finale) - Almost always an Extended Rondo, or Sonata-Allegro form

General Outline of Sonatina Form

  • The Exposition
    • Principal Theme - any part-form, and in almost any style and tempo
    • Transition to Subordinate Theme
    • Subordinate Theme - is placed in a related key, and is regarded more significantly than as in a Rondo form, and may be more elaborate, striking, and longer
    • Codetta - is optional, and sometimes there is more than one
    • The exposition ends by continuing into the retransition, or ending on a tonic cadence. The exposition is never repeated in the Sonatina-form. The exposition should be perceived as a complete union of the two themes, a finished whole.
  • The Retransition
    • The length and importance of the retransition depends on the circumstances of the musical work. The primary goal of a transition is to approach the key in which the following theme is to appear. Usually this means the aim is the dominant of the upcoming key. This process is generally divided into two parts. The first part consists of leading the harmonies to the desired position, such as the desired dominant. The second part consists of establishing this dominant by dwelling on it for an appropriate length of time until the most effective moment arrives to resolve it by continuing with the next theme.
  • The Recapitulation
    • First theme in tonic
    • Transition modified to NOT lead away from tonic
    • Second theme in tonic
  • The Coda (optional)
    • A musical passage ending a movement, after the recapitulation has completed. The effect is as though concluding remarks on the subject matter have been given.

General Outline of Sonata-Allegro Form

  • The Exposition - the opening section, in which the principal themes are presented for the first time.
    • First section in tonic
    • Transition to new key
    • Second section in related key
    • Codetta (one or more) - may be thematically significant, but shouldn’t create the impression of a genuine theme. The contents may be new, derived from the principal theme, or any other factor. Each codetta is duplicated, often with much modification and extension.
    • Repeat
  • The Development - the evolution, manipulation, elaboration, or working out of a theme by presenting it in various harmonic, melodic, or rhythmic treatments. The form of a development is sectional.
    • Digression into other keys, uses material from exposition or sometimes new material
    • Transition to tonic
  • The Recapitulation - the return of the themes of the exposition. These are not simply repeated, but instead it is a reinterpretation of the pattern of the exposition.
    • First section material in tonic
    • Transition modified to NOT lead away from tonic
    • Second section in tonic
    • Repeat of Exposition and Development (very rare)
  • The Coda (optional)
    • A musical passage ending a movement, after the recapitulation has completed. The addition of codas seems to disturb the logical symmetry of the sonata’s form. However, in reality the coda establishes a different type of musical balance. The effect is as though concluding remarks on the subject matter have been given.

General Outline of Abridged Sonata Form

  • Slow introduction, ending on the dominant
  • Main Theme in the tonic
  • Transition to dominant or related key
  • Second Theme in relative major
  • Closing sections (formalities)
  • Transition to tonic (using unrelated subject matter)
  • Recapitulation; the second theme is in tonic major key
  • Coda

General Outline of Sonata-Rondo Form

  • Main Theme in tonic
  • Transition to related key
  • Second Theme in related key
  • Return of Main Theme in tonic
  • Development/Episode in related key or parallel minor
  • Return of Main Theme in tonic
  • Transition modified to stay in the tonic
  • Return of Second Theme in tonic
  • Return of Main Theme in tonic
  • Coda (usually added)

Free Forms

Any musical form that doesn’t fit into one of the standard structures is technically considered a free form. However, every musical piece must have some kind of form that makes sense. Every work will have some kind of formal plan to produce coherence.

The Prelude

The prelude is a general term for a wide variety of musical pieces generally written for the piano. Other terms that belong in this category include impromptu, fantasy, aria, etude, elegy, and capriccio.

Usually some type of pattern is established which guides the listener from the beginning to the end of the work. This could be a chord progression, or a motif that occurs throughout.

The Symphonic Poem (Tone Poem)

There are basically two types of descriptive, or program, music. One of these is more literal, where the composer tries to realistically recreate the sound of something, such as a bell or the sound an animal makes. The other type is more poetic in nature, such as where the composer attempts to communicate the emotional reaction felt during a particular event. This allows the imagination of the listener more freedom of interpretation.

Regardless of the descriptive nature of a musical work, it must always be able to stand on its own in purely musical terms. It’s not enough for story content to justify the structure or flow of the music.